Yea Hyun Nam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yea Hyun Nam ( ), a licensed former licensee with CE reference ADD073. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-17 | 2018-12-31 |
| GCAM Limited 國采資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-17 | 2018-12-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-22 | 2010-07-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 4 — Advising on securities | 2003-10-22 | 2010-07-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-10-22 | 2010-07-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 9 — Asset management | 2003-10-22 | 2010-07-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-22 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-22 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-22 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-22 |