Joseph Suh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Suh, CE reference BNU518. Currently licensed at 1 firm(s): KB Securities Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-10 | present |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-10 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-09 | 2020-07-02 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-09 | 2020-07-02 |