Chanel Siu Wai Kim
金小慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chanel Siu Wai Kim (金小慧), a licensed former licensee with CE reference ATW319. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-13 | 2013-01-14 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-13 | 2013-01-14 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-15 | 2010-02-19 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-15 | 2010-02-19 |