Dong Yoon Seo
徐東潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Yoon Seo (徐東潤), a licensed former licensee with CE reference AEK990. This person has 5.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-08 | 2016-06-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 4 - Advising on securities | 2010-12-08 | 2016-06-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-12-08 | 2016-06-15 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
RO | Type 9 - Asset management | 2010-12-08 | 2013-08-31 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-20 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Yoon Seo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.