Lei Ming Feng
馮雷明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Ming Feng (馮雷明), a licensed former licensee with CE reference ACN453. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ablelink Capital Limited 御領資本有限公司 |
RO | Type 9 — Asset management | 2016-02-05 | 2018-12-31 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 — Asset management | 2011-08-02 | 2015-05-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-22 | 2011-03-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-03-22 | 2011-03-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-22 | 2011-03-08 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-04 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 — Advising on securities | 2005-10-10 | 2011-03-08 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-08 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-30 | 2011-03-08 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-30 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-25 | 2003-07-30 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-25 | 2003-07-30 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-25 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-25 |