Peilin Ye
叶佩琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peilin Ye (叶佩琳), a licensed former licensee with CE reference BGD803. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-02 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-02 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-07-02 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2021-07-02 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-02 | 2025-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-02 | 2024-03-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-04 | 2021-04-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-04 | 2021-04-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-04 | 2021-04-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-04 | 2021-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-18 | 2017-09-08 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2016-04-09 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-04 | 2016-04-09 |