Hin Fung Sherman Chiu
趙衍鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Fung Sherman Chiu (趙衍鋒), a licensed Responsible Officer with CE reference ALL685. Currently licensed at 2 firm(s): First Securities (HK) Limited, First Global Corporate Finance Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 20.9 years of SFC licence history. Total licence records on file: 34.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-07-10 | present |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2024-08-27 | present |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-26 | 2025-07-10 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-06-26 | 2024-08-27 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2023-10-30 | 2024-03-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-10-30 | 2024-03-15 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-16 | 2023-10-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-03-16 | 2023-10-30 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-23 | 2023-02-23 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-11-23 | 2023-02-23 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-16 | 2022-11-23 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-08-16 | 2022-11-23 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-23 | 2022-08-01 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-05-23 | 2022-08-01 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-05-10 | 2022-03-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-26 | 2017-05-10 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-04-24 | 2022-03-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-17 | 2014-04-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-21 | 2014-03-27 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-07 | 2012-06-21 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2011-08-24 | 2012-04-27 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-04 | 2011-08-24 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-26 | 2011-04-22 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-26 | 2011-04-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2010-11-01 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-19 | 2010-11-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-22 | 2010-05-09 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-22 | 2010-05-09 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-22 | 2010-05-09 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-02 | 2010-04-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-25 | 2010-05-09 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-10-25 | 2010-05-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-25 | 2005-10-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-25 | 2005-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hin Fung Sherman Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.