Ming Fai Chan
陳明輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fai Chan (陳明輝), a licensed former licensee with CE reference AAC668. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-09-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-30 |
| KGI Securities (Korea) International Limited |
RO | Type 1 — Dealing in securities | present | 2003-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-11 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-09-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-30 |
| KGI Securities (Korea) International Limited |
RO | Type 4 — Advising on securities | present | 2003-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-09-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| KGI Securities (Korea) International Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-09-11 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-09-11 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-06-30 |
| KGI Securities (Korea) International Limited |
RO | Type 9 — Asset management | present | 2003-06-30 |