Karen Kar Man Yau
尤嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kar Man Yau (尤嘉敏), a licensed former licensee with CE reference AGA449. This person has 18.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 |
RO | Type 1 - Dealing in securities | 2022-01-21 | 2022-02-11 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-23 | 2022-01-21 |
| Innovax Capital Limited 創陞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-23 | 2022-02-11 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-11-12 | 2021-06-12 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-12 | 2021-06-12 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-01 | 2018-09-26 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-20 | 2016-03-01 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-20 | 2018-09-26 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-21 | 2015-09-16 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-21 | 2015-09-16 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-23 | 2015-09-16 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-01-23 | 2015-09-16 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-30 | 2014-01-09 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-09-30 | 2014-01-09 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-28 | 2005-09-30 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Kar Man Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hing Yu Tsang | VC Brokerage Limited | 2010–2014 |
| Zoe Wing Sze Kam | VC Brokerage Limited | 2005–2014 |
| Ringo Cheukkai Kwan | KGI Capital Asia Limited | 2015–2018 |
| King Fai Chau | VC Capital Limited | 2005–2014 |
| Felicia Yee Ching Hui | VC Capital Limited | 2006–2013 |
| Ping Yee Tam | VC Brokerage Limited | 2005–2014 |
| Tsz Hang Lee | VC Brokerage Limited | 2005–2014 |
| Sing Yu Luk | VC Brokerage Limited | 2005–2014 |
| Wai Shan Wong | VC Brokerage Limited | 2005–2014 |
| Yuk Ling Yip | VC Brokerage Limited | 2005–2014 |
| Tsan Ho Yeung | VC Brokerage Limited | 2005–2014 |
| Kwok Wai Chau | VC Brokerage Limited | 2005–2014 |
| Antonio Henrique Ping Chiu Young | VC Brokerage Limited | 2006–2014 |
| Man Kin Yeung | VC Brokerage Limited | 2007–2014 |
| Kam Ming Wong | VC Brokerage Limited | 2005–2013 |
| Gary Wai Fan Wong | VC Brokerage Limited | 2006–2014 |
| Lai Ming Chan | VC Brokerage Limited | 2007–2014 |
| Sylvia Sau Fan Leung | VC Capital Limited | 2010–2014 |
| Kuai Pang Cheang | VC Brokerage Limited | 2007–2014 |
| Lin Fong Ng | VC Brokerage Limited | 2007–2014 |