Yanling Chen

陳艷玲
CE No. BBJ072 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanling Chen (陳艷玲), a licensed former licensee with CE reference BBJ072. This person has 9.0 years of SFC licence history. Total licence records on file: 6.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-07-03 2022-06-30
KGI Capital Asia Limited
凱基金融亞洲有限公司
Rep Type 1 - Dealing in securities 2014-09-11 2015-06-14
KGI Capital Asia Limited
凱基金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2014-09-11 2015-06-14
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 4 - Advising on securities 2013-09-19 2014-09-11
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2013-05-29 2014-09-11
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2013-05-29 2014-09-11

Worked alongside

The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanling Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ringo Cheukkai Kwan KGI Capital Asia Limited 2014–2015
Yu Wai Chan KGI Capital Asia Limited 2014–2015
King Chung Wong KGI Capital Asia Limited 2014–2015
Ho Man Fanny Ng KGI Capital Asia Limited 2014–2015
Kwan Ho Lui KGI Capital Asia Limited 2014–2015
Chak Wai Wong KGI Capital Asia Limited 2014–2015
Hsiao Teng Chou KGI Capital Asia Limited 2014–2015
Chia Sheng Lin KGI Capital Asia Limited 2014–2015
Yun Cheng Lee KGI Capital Asia Limited 2014–2015
Daiwei Wang KGI Capital Asia Limited 2014–2015
Chun Kit Chan KGI Capital Asia Limited 2014–2015
Siu Lun Lee KGI Capital Asia Limited 2014–2015
Man Bun Kwong KGI Capital Asia Limited 2014–2015
Ning Ren KGI Capital Asia Limited 2014–2015
Wilson Kin Cheung KGI Capital Asia Limited 2014–2015
Xue Yu KGI Capital Asia Limited 2015
Yang Yang KGI Capital Asia Limited 2015
Explore the interactive colleague network →

Related