Johnny Ting Pong Lu
呂定邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Ting Pong Lu (呂定邦), CE reference AJL345. Currently licensed at 1 firm(s): Zijing Capital Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-10 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-10 | present |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-06 | 2023-05-10 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-04-06 | 2023-05-10 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-25 | 2022-09-29 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-05 | 2015-02-25 |
| China Industrial Securities International Capital Limited 興證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-09 | 2022-09-29 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-18 | 2013-01-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-18 | 2013-01-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-08 | 2012-08-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-08 | 2012-08-21 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-21 | 2011-07-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-30 | 2011-07-24 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-30 | 2011-07-24 |