Wang-Gu Niu
牛王谷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang-Gu Niu (牛王谷), a licensed former licensee with CE reference AGM559. This person has 7.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-07 | 2010-07-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-21 | 2010-07-27 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-09-07 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2007-09-07 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-05 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Wang-Gu Niu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Laurent Kin Cheong Leung | KGI Capital Asia Limited | 2003–2007 |
| Annie Man Yee Tsang | KGI Capital Asia Limited | 2003–2007 |
| Wei Chang Fang | KGI Capital Asia Limited | 2003–2007 |
| Li-Wen Wang | KGI Capital Asia Limited | 2003–2007 |
| Yi Xi Guo | KGI Capital Asia Limited | 2003–2006 |
| Johnny Ting Pong Lu | KGI Capital Asia Limited | 2004–2007 |
| Kwang-Wu Pan | KGI Capital Asia Limited | 2005–2006 |
| Shaw-Tzeng Ding | KGI Capital Asia Limited | 2005–2007 |
| Kim Ling Chan | KGI Capital Asia Limited | 2003–2005 |
| Kam Wah Wong | KGI Capital Asia Limited | 2003–2005 |
| Edmond Kwong Man Choy | KGI Capital Asia Limited | 2006–2007 |
| Chun Kit Chan | KGI Capital Asia Limited | 2006–2007 |
| Wilson Kin Cheung | KGI Capital Asia Limited | 2006–2007 |
| Ka Hung Wan | KGI Capital Asia Limited | 2003 |
| Kam Wah Wong | KGI Capital Asia Limited | 2007 |
| Ming Fai Chan | KGI Capital Asia Limited | 2003 |
| Huei-Chu Huang | KGI Capital Asia Limited | 2006 |
| Chi Chiu Wong | KGI Capital Asia Limited | 2007 |
| Yimin Wang | KGI Capital Asia Limited | 2007 |