Huei-Chu Huang
黃慧珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huei-Chu Huang (黃慧珠), a licensed former licensee with CE reference AER192. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-06 | 2010-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-09-05 | 2010-08-01 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-19 | 2008-07-10 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-08 | 2008-07-10 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-23 | 2006-04-28 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-23 | 2006-04-28 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-01-23 | 2006-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2005-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-02-23 | 2005-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-02-23 | 2005-08-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2004-02-23 | 2005-08-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2004-02-23 | 2005-08-01 |