Manish Bhatia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manish Bhatia, CE reference AGL970. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-09-02 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-09-02 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-12 | 2008-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-13 | 2008-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-03-13 | 2008-09-01 |
| Hamon Asset Management Limited | RO | Type 4 — Advising on securities | 2005-05-18 | 2006-03-08 |
| PFP Capital Limited | RO | Type 4 — Advising on securities | 2005-05-18 | 2006-03-08 |
| Hamon Asset Management Limited | RO | Type 9 — Asset management | 2005-05-18 | 2006-03-08 |
| PFP Capital Limited | RO | Type 9 — Asset management | 2005-05-18 | 2006-03-08 |
| Hamon Asset Management Limited | Rep | Type 4 — Advising on securities | present | 2005-05-18 |
| PFP Capital Limited | Rep | Type 4 — Advising on securities | present | 2005-05-18 |
| Hamon Asset Management Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-10 |
| PFP Capital Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-10 |
| Hamon Asset Management Limited | Rep | Type 9 — Asset management | present | 2005-05-18 |
| PFP Capital Limited | Rep | Type 9 — Asset management | present | 2005-05-18 |