Keiko Kondo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keiko Kondo (近藤敬子), a licensed Responsible Officer with CE reference AXX240. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2021-10-06 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2021-10-06 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-10-31 | 2021-10-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-10-31 | 2021-10-06 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2014-03-05 | 2017-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-09-02 | 2017-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-09-02 | 2014-03-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Keiko Kondo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.