Hsueh-Yu Yu
于學宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsueh-Yu Yu (于學宇), CE reference AXY698. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2025-07-31 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2025-07-31 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-10-06 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-06-21 | 2021-10-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-06-21 | 2025-07-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-06-21 | 2025-07-31 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-09-30 | 2017-04-28 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-08 | 2017-04-28 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-19 | 2015-02-26 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-19 | 2015-02-26 |