Han-Chih Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han-Chih Liu (劉翰芷), a licensed Representative with CE reference AWJ230. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-02-01 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-01-29 | present |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 - Asset management | 2015-04-10 | 2018-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-05-18 | 2015-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-05-18 | 2015-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-24 | 2012-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Han-Chih Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.