Han-Chih Liu
劉翰芷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han-Chih Liu (劉翰芷), CE reference AWJ230. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-02-01 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-01-29 | present |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2015-04-10 | 2018-12-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-05-18 | 2015-02-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2012-05-18 | 2015-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-24 | 2012-04-30 |