Elaine Yuen Ling Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elaine Yuen Ling Lam (林宛玲), a licensed Representative with CE reference AQZ588. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-08-02 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-08-02 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-08-02 | present |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-29 | 2019-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-29 | 2019-07-05 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2014-08-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-28 | 2014-08-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2012-11-28 | 2014-08-06 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-02 | 2014-08-06 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 - Asset management | 2012-05-02 | 2014-08-06 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-07 | 2014-08-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elaine Yuen Ling Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.