Clara Yuet Yee Law
羅月兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clara Yuet Yee Law (羅月兒), CE reference ACS196. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-04-12 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-02-08 | 2006-04-12 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-08-10 | 2006-02-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-06-16 | 2005-08-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-16 |