Kok Yuen Lai
黎覺圓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Yuen Lai (黎覺圓), CE reference BGE139. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-06-21 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-06-21 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-06-21 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-08 | 2017-05-13 |