Kai Chung Law
羅啟聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chung Law (羅啟聰), a licensed former licensee with CE reference AWT048. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-11 | 2012-01-11 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-09 | 2012-01-11 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-11-09 | 2012-01-11 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-07 | 2011-06-30 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-02-07 | 2011-06-30 |