Lora Man Fung Yu
余敏鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lora Man Fung Yu (余敏鳳), a licensed former licensee with CE reference AMQ585. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-12 | 2013-09-28 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-12 | 2013-09-28 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-10-04 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-10-04 | 2011-06-13 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-08 | 2010-09-22 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-03-08 | 2010-09-22 |
| HSBC Guyerzeller Far East Limited |
Rep | Type 1 — Dealing in securities | 2007-11-15 | 2009-04-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-31 | 2007-10-23 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-10-31 | 2007-10-23 |