Sandeep Malhotra

CE No. AUX271 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandeep Malhotra, a licensed former licensee with CE reference AUX271. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2010-11-15 2010-11-21
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 5 - Advising on futures contracts 2010-11-15 2010-11-21
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2010-03-29 2010-04-04
Clariden Leu Asset Management (Hong Kong) Limited
瑞士嘉來資產管理(香港)有限公司
Rep Type 5 - Advising on futures contracts 2010-03-29 2010-04-04

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sandeep Malhotra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ah Lai Peggy Cheung Clariden Leu Asset Management (Hong Kong) Limited 2010
Yin Ho Clariden Leu Asset Management (Hong Kong) Limited 2010
Robert Yi Ming Kung Clariden Leu Asset Management (Hong Kong) Limited 2010
Paul Shek Wing Lee Clariden Leu Asset Management (Hong Kong) Limited 2010
Yuen Fong Lo Clariden Leu Asset Management (Hong Kong) Limited 2010
Hui Min Lee Clariden Leu Asset Management (Hong Kong) Limited 2010
Duncan Chiu Yin She Clariden Leu Asset Management (Hong Kong) Limited 2010
Ursula Yee Har Tsui Clariden Leu Asset Management (Hong Kong) Limited 2010
Kit Yee Tso Clariden Leu Asset Management (Hong Kong) Limited 2010
Edward Fai Yue Wong Clariden Leu Asset Management (Hong Kong) Limited 2010
Aven Pui Wah Yu Clariden Leu Asset Management (Hong Kong) Limited 2010
Lai Ying Chan Clariden Leu Asset Management (Hong Kong) Limited 2010
Henry Chi Hou Lee Clariden Leu Asset Management (Hong Kong) Limited 2010
Alice Yim Ling Li Clariden Leu Asset Management (Hong Kong) Limited 2010
Tsze Kay Poon Clariden Leu Asset Management (Hong Kong) Limited 2010
Calvin Chak Lam Tse Clariden Leu Asset Management (Hong Kong) Limited 2010
Dorothy Lai Fong Yuen Clariden Leu Asset Management (Hong Kong) Limited 2010
Raymond Kai Shing Chung Clariden Leu Asset Management (Hong Kong) Limited 2010
Thomas Reber Clariden Leu Asset Management (Hong Kong) Limited 2010
Yuen Mei Tam Clariden Leu Asset Management (Hong Kong) Limited 2010
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