Sandeep Malhotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandeep Malhotra, a licensed former licensee with CE reference AUX271. This person has less than 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-15 | 2010-11-21 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-11-15 | 2010-11-21 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-29 | 2010-04-04 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-03-29 | 2010-04-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sandeep Malhotra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.