Ping Kuen Tse
謝炳權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kuen Tse (謝炳權), a licensed former licensee with CE reference ACG483. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-30 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-30 | 2012-08-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2011-07-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-03-09 | 2011-07-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-09 | 2011-07-29 |