Ping Kuen Tse
謝炳權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Kuen Tse (謝炳權), a licensed former licensee with CE reference ACG483. This person has 2.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-30 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-30 | 2012-08-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-09 | 2011-07-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-03-09 | 2011-07-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-09 | 2011-07-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Kuen Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.