Haisi Yu
于海思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haisi Yu (于海思), a licensed former licensee with CE reference AXY674. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panview Capital Limited |
Rep | Type 9 — Asset management | 2020-03-10 | 2021-03-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2015-03-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2012-04-20 | 2015-03-14 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-02 | 2012-03-10 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-02 | 2012-03-10 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-02 | 2012-03-10 |