Christopher Todd Burgess
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Todd Burgess ( ), a licensed former licensee with CE reference AMN755. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-14 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-12-14 | 2011-06-13 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-31 | 2009-09-11 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2006-11-06 | 2009-09-11 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-12-21 | 2009-09-11 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-12-21 | 2009-09-11 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2005-12-21 | 2006-07-21 |