Mohit Kumar Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohit Kumar Gupta ( ), a licensed former licensee with CE reference AQD284. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-01 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-09-01 | 2012-08-02 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-10 | 2011-08-01 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-13 | 2011-08-01 |