Francis Michael Galbraith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Michael Galbraith, a licensed former licensee with CE reference ADJ866. This person has 3.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-10-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2006-10-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-06 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2006-10-31 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Michael Galbraith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.