Anna Wai Kwan Wong
黃慧群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Wai Kwan Wong (黃慧群), a licensed former licensee with CE reference ATI146. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 — Advising on securities | 2014-01-02 | 2017-02-16 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-02 | 2017-02-16 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 — Asset management | 2014-01-02 | 2017-02-16 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-03 | 2014-01-02 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-12-03 | 2014-01-02 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 9 — Asset management | 2013-12-03 | 2014-01-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-28 | 2012-08-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-28 | 2012-08-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-03-28 | 2012-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-16 | 2013-08-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-16 | 2013-08-14 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-31 | 2011-10-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-31 | 2011-10-08 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-31 | 2011-10-08 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-12-31 | 2011-10-08 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-12-31 | 2011-10-08 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2009-12-31 | 2011-10-08 |