Anna Wai Kwan Wong
黃慧群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anna Wai Kwan Wong (黃慧群), a licensed former licensee with CE reference ATI146. This person has 6.6 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 - Advising on securities | 2014-01-02 | 2017-02-16 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-01-02 | 2017-02-16 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 - Asset management | 2014-01-02 | 2017-02-16 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-03 | 2014-01-02 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-03 | 2014-01-02 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 9 - Asset management | 2013-12-03 | 2014-01-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2012-03-28 | 2012-08-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-03-28 | 2012-08-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2012-03-28 | 2012-08-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-16 | 2013-08-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-01-16 | 2013-08-14 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-31 | 2011-10-08 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-31 | 2011-10-08 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-31 | 2011-10-08 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-12-31 | 2011-10-08 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-12-31 | 2011-10-08 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2009-12-31 | 2011-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anna Wai Kwan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.