Ursula Yee Har Tsui
崔依霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ursula Yee Har Tsui (崔依霞), a licensed former licensee with CE reference AUB434. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-14 | 2024-11-04 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-03-22 | 2023-05-19 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2012-05-14 | 2014-06-01 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2012-05-14 | 2014-06-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-03 | 2012-03-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-11-03 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-11-03 | 2012-03-31 |