Yee Shuk Julie So
蘇宜淑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Shuk Julie So (蘇宜淑), a licensed former licensee with CE reference AZD535. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-30 | 2012-08-02 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-30 | 2012-08-02 |