Yi Na Hu
胡伊娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Na Hu (胡伊娜), CE reference AWM092. Currently licensed at 1 firm(s): Vision Finance Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-19 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-08 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-08 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | 2020-05-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | 2018-01-08 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-17 | 2018-01-08 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-03 | 2012-03-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-03 | 2012-03-31 |