Yi Na Hu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Na Hu (胡伊娜), a licensed Responsible Officer with CE reference AWM092. Currently licensed at 1 firm(s): Vision Finance Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-19 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-01-08 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 - Asset management | 2018-01-08 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-17 | 2020-05-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-17 | 2018-01-08 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-10-17 | 2018-01-08 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-03 | 2012-03-31 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-03 | 2012-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Na Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.