Winnie Wing Shui Ying
應詠絮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wing Shui Ying (應詠絮), a licensed former licensee with CE reference AFT363. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-10 | 2021-12-31 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-10 | 2021-12-31 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-10 | 2021-12-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2012-03-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-15 | 2012-03-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-28 | 2010-10-23 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-16 | 2010-10-23 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2008-01-08 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-04-24 | 2008-01-08 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-04-24 | 2008-01-08 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-13 | 2006-02-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-08-13 | 2006-02-20 |