Tsze Kay Poon
潘芷琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsze Kay Poon (潘芷琦), a licensed former licensee with CE reference AUT893. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-26 | 2012-06-09 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-02-26 | 2011-02-01 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-02-26 | 2012-06-09 |