Mathew Shih Hao Lee
利仕豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathew Shih Hao Lee (利仕豪), a licensed former licensee with CE reference AMN727. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Ocean Asset Management Limited 藍海資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-09 | 2019-05-31 |
| Blue Ocean Asset Management Limited 藍海資產管理有限公司 |
RO | Type 9 — Asset management | 2015-09-09 | 2019-05-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-10-19 | 2013-03-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-10-19 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-10-19 | 2013-03-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-10-19 | 2011-12-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-05 | 2006-05-04 |