Lai Wah Ngai
倪麗華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Wah Ngai (倪麗華), a licensed former licensee with CE reference AEW048. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-07-15 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2008-06-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-04-26 | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2008-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2008-06-30 |