Denise Sarah Simon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Sarah Simon, a licensed former licensee with CE reference AUQ758. This person has less than 0.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-07-28 | 2015-07-29 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-07-28 | 2015-07-29 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-02-08 | 2010-02-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-02-08 | 2010-02-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-02-08 | 2010-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Denise Sarah Simon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.