Denise Sarah Simon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Denise Sarah Simon ( ), a licensed former licensee with CE reference AUQ758. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-28 | 2015-07-29 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-07-28 | 2015-07-29 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-08 | 2010-02-19 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-08 | 2010-02-19 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-02-08 | 2010-02-19 |