Kerry David Series
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kerry David Series ( ), a licensed former licensee with CE reference ALI742. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-01-10 | 2006-09-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-01-10 | 2006-09-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2006-09-15 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2006-09-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-10-27 | 2006-09-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-10-27 | 2006-09-15 |