Leilani Sai Ki Lam
林世淇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leilani Sai Ki Lam (林世淇), a licensed former licensee with CE reference ACC235. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2014-09-23 | 2017-02-28 |
| Rockhampton Management Limited | Rep | Type 4 — Advising on securities | 2012-02-02 | 2012-07-24 |
| Rockhampton Management Limited | Rep | Type 9 — Asset management | 2012-02-02 | 2012-07-24 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2011-12-12 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2011-12-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2011-12-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2011-12-12 |