Ka Yee Mak
麥家儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yee Mak (麥家儀), a licensed former licensee with CE reference AEQ948. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Twin Peaks Capital Limited 崇嶺資本有限公司 |
RO | Type 9 — Asset management | 2021-08-18 | 2024-03-31 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-08-03 | 2020-06-30 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 9 — Asset management | 2016-08-03 | 2020-06-30 |
| Redwood Investment Management (Asia) Limited 明豐資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2008-12-05 | 2014-04-11 |
| Redwood Investment Management (Asia) Limited 明豐資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2008-12-05 | 2014-04-11 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2008-07-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2008-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2008-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2008-07-31 |