Bahar Brown
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bahar Brown ( ), a licensed former licensee with CE reference ALF476. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-09-21 | 2012-12-19 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2010-09-21 | 2012-12-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2010-07-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2010-07-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-24 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-24 | 2008-09-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2006-05-15 |