Harsh Lakshman Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harsh Lakshman Agarwal ( ), a licensed former licensee with CE reference ANL070. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-03 | 2013-08-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-08 | 2013-08-03 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-25 | 2008-09-29 |