Chun Wai Kwok
郭振維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Kwok (郭振維), a licensed former licensee with CE reference ARO388. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-29 | 2009-02-28 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-29 | 2009-02-28 |