Polly Cho Yee Chan
陳楚薏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Cho Yee Chan (陳楚薏), a licensed former licensee with CE reference AMR501. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2013-01-17 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-21 | 2008-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-11-07 | 2008-07-14 |