Shirley Mei Fung Chan

陳美鳳
CE No. AEC087 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Mei Fung Chan (陳美鳳), a licensed former licensee with CE reference AEC087. This person has 13.0 years of SFC licence history. Total licence records on file: 15.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2016-04-14
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2008-10-10 2016-04-14
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-09-29
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-08-12
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-08-12
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-08-12
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2008-09-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-09-04
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-12
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-12
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-12
Lehman Brothers Asia Holdings Limited
美國雷曼兄弟亞洲控股有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-12
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-12
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Mei Fung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Crisostomo Medardo Felicisimo Cultura Lehman Brothers Securities Asia Limited 2003–2008
Kirk Chester Sweeney Lehman Brothers Securities Asia Limited 2003–2008
David Tai Yuen Lam Lehman Brothers Securities Asia Limited 2003–2008
David L Paine Lehman Brothers Securities Asia Limited 2003–2008
Kee Hung Fok Lehman Brothers Securities Asia Limited 2003–2007
Johnson Mar Lehman Brothers Securities Asia Limited 2003–2008
Christopher James Sidney O'Meara Lehman Brothers Securities Asia Limited 2003–2008
Edward Yuan Tse Lee Lehman Brothers Securities Asia Limited 2003–2005
Tang Seng Kee Lehman Brothers Securities Asia Limited 2003–2008
Sue Lin Holt Lehman Brothers Securities Asia Limited 2004–2008
William Sterett Bowmer III Lehman Brothers Securities Asia Limited 2003–2004
Edward Tze Loong Cheung Lehman Brothers Securities Asia Limited 2004–2008
Sylvia Ching Yan Luk Lehman Brothers Securities Asia Limited 2005–2008
William Ching Ho Fung Lehman Brothers Securities Asia Limited 2005–2008
Robert Waldo Lance Lehman Brothers Securities Asia Limited 2003–2006
Wai Tsz Lai Lehman Brothers Securities Asia Limited 2003–2007
Joonkee Hong Lehman Brothers Securities Asia Limited 2005–2008
Marian Yuen Man Mak Lehman Brothers Securities Asia Limited 2005–2007
Anthony John Arnaudy Lehman Brothers Securities Asia Limited 2005–2008
Logan Siva Nirmalananda Lehman Brothers Securities Asia Limited 2004–2007
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