Naveen Chandramohan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naveen Chandramohan ( ), a licensed former licensee with CE reference AQM400. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hutchin Hill Capital HK Limited | RO | Type 9 — Asset management | 2016-03-01 | 2016-04-18 |
| Hutchin Hill Capital HK Limited | Rep | Type 9 — Asset management | 2016-01-18 | 2016-03-01 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 4 — Advising on securities | 2015-07-06 | 2015-12-31 |
| Oracle Capital Limited 安理高有限公司 |
RO | Type 9 — Asset management | 2015-07-06 | 2015-12-31 |
| Oracle Capital Limited 安理高有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-20 | 2015-07-06 |
| Oracle Capital Limited 安理高有限公司 |
Rep | Type 9 — Asset management | 2010-05-20 | 2015-07-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-09 | 2010-05-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2008-09-29 |