Sarabjit Singh Bhutani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarabjit Singh Bhutani, a licensed former licensee with CE reference AGG965. This person has 3.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-15 | 2008-10-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-04 | 2008-10-06 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-04 | 2008-04-03 |