Tak Wai Chung
鍾德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wai Chung (鍾德偉), a licensed former licensee with CE reference AMM043. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Asia Limited | RO | Type 4 — Advising on securities | 2012-09-27 | 2021-01-31 |
| EQT Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2011-06-20 | 2021-01-31 |
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2009-02-12 | 2012-09-27 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-12-18 | 2009-02-02 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-12-18 | 2009-02-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-22 | 2008-11-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-23 | 2008-11-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-23 | 2008-11-22 |