Anthony John Arnaudy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony John Arnaudy ( ), a licensed former licensee with CE reference AMH715. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-28 | 2016-11-09 |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-10-08 | 2016-07-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-09-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-09-05 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-01 | 2008-09-29 |