Yuzhe Chen
陳宇哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuzhe Chen (陳宇哲), a licensed former licensee with CE reference ARJ839. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2011-07-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-03 | 2011-07-28 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-10 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-11-20 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2009-11-20 | 2010-07-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-24 | 2009-09-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-24 | 2009-09-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-01 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-01 | 2008-09-29 |